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Form Serial Number: |
CS20240322E00161 |
1.
Date of relevant event: |
19/03/2024 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00013 |
4.
Name of listed corporation: |
HUTCHMED (China) Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
871,256,270 |
7.
Name of substantial shareholder: |
Deutsche Bank Aktiengesellschaft (Incorporated in the Federal Republic of Germany & members liability is limited) |
8.
Registered office: |
12 Taunusanlage, 60325 Frankfurt am Main, Hessen, Germany |
9.
Principal place of business in Hong Kong: |
60/F International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
15.
Exchange on which listed: |
Deutsche Boerse and New York Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
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Short position |
1503 | You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
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244,395 |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 104,802,980 | 12.03 |
Short position | 104,676,480 | 12.01 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 104,558,585 | 12.00 |
Short position | 104,432,085 | 11.99 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
| Long position | 104,432,085 | Short position | 104,432,085 |
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| Long position | 126,500 | Short position | 0 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
DB USA Corporation | 1209 Orange Street, Corporation Trust Center, Wilmington / 19801, Delaware (DE), USA (United States) | Deutsche Bank Aktiengesellschaft | 100.00 | N | Long position | 104,432,085 | Short position | 104,432,085 |
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Deutsche Bank Trust Corporation | 28 Liberty Street, New York / 10005, New York (NY), USA (United States) | DB USA Corporation | 100.00 | N | Long position | 104,432,085 | Short position | 104,432,085 |
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Deutsche Bank Trust Company Americas | 1 Columbus Circle, New York / 10019, New York (NY), USA (United States) | Deutsche Bank Trust Corporation | 100.00 | Y | Long position | 104,432,085 | Short position | 104,432,085 |
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DB Beteiligungs-Holding GmbH | Taunusanlage 12, Frankfurt / 60325, Hessen, Germany | Deutsche Bank Aktiengesellschaft | 100.00 | N | Long position | 126,500 | Short position | 0 |
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DWS Group GmbH & Co. KGaA | Mainzer Landstraße 11-17, Frankfurt / 60329, Hessen, Germany | DB Beteiligungs-Holding GmbH | 79.49 | N | Long position | 126,500 | Short position | 0 |
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DWS Beteiligungs GmbH | Mainzer Landstraße 11-17, Frankfurt / 60329, Hessen, Germany | DWS Group GmbH & Co. KGaA | 98.63 | N | Long position | 126,500 | Short position | 0 |
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DWS Investment GmbH | Mainzer Landstraße 11-17, Frankfurt / 60329, Hessen, Germany | DWS Beteiligungs GmbH | 100.00 | Y | Long position | 126,500 | Short position | 0 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
Deutsche Bank AG via its subsidiary Deutsche Bank Trust Company Americas acting in its capacity as a depositary of the ADR program of the Company has decreased its security interest.
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
22/03/2024 (dd/mm/yyyy)
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